The Securities, Investment Funds & Fintech Practice Group at Amber Systems Ltd. offers a comprehensive range of services related to investment funds, securities, capital markets, digital assets, and other financial products. Our expert attorneys provide strategic legal solutions tailored to help clients navigate the complexities of these sectors, ensuring regulatory compliance and operational efficiency.
Our Services Include:
- Cross-border Securities Activities: We advise clients on the application of Bahamian law and regulatory frameworks in cross-border securities transactions.
- Netting and Collateral Arrangements: We assess the enforceability of netting and collateral agreements under industry-standard documents.
- Securities Offerings: We guide issuers offering securities in The Bahamas through the legal and regulatory process.
- Securitizations: Our team assists clients in securitization transactions, providing advice on structuring and compliance.
- Registration and Licensing: We help with the preparation and filing of offering documents for registration with the relevant regulatory bodies and advise entities looking to provide broker-dealer or investment management services in or from The Bahamas.
- Investment Fund Setup: Our attorneys are experienced in setting up investment funds regulated under Bahamian law, providing guidance on the process and regulatory requirements.
Investment Funds Expertise:
Amber Systems Ltd. provides end-to-end support in establishing investment funds, from advising on the underlying fund structure to the legal documentation required. Our services include:
- Advising on the most appropriate structure for the fund (corporation, partnership, investment condominium, or trust).
- Drafting constitutive documents such as the memorandum and articles of association.
- Preparing the offering documents and other key contractual agreements.
Fintech & Digital Assets:
With the rise of digital assets and fintech, our firm is at the forefront of this evolving landscape. Our extensive knowledge of financial services and hands-on experience with new technologies enables us to provide cutting-edge legal solutions for fintech platforms, payment systems, and digital asset ventures. We work closely with our clients on legislative and regulatory matters to ensure their operations comply with Bahamian laws while remaining competitive in the global market.
Regulatory Compliance:
Our attorneys also specialize in the preparation and submission of regulatory applications, advising clients on ongoing compliance requirements. We offer counsel on the regulatory needs of investment funds, public issuers, broker-dealers, and other securities intermediaries to ensure adherence to local and international standards.
Industry Leadership:
The head of our Securities, Investment Funds & Fintech Practice Group is an active member of the Project Team appointed by the Securities Commission of The Bahamas, contributing to the drafting of new Investment Funds legislation. This involvement ensures that our firm remains at the cutting edge of regulatory developments, benefiting our clients in an ever-changing financial environment.
Amber Systems Ltd. is committed to offering personalised, results-driven legal services to help our clients succeed in the highly regulated and dynamic world of securities, investment funds, and fintech.